Nuremberg Code
Nuremberg Code of Ethics for Human Experimentation · Also known as: Code of Nuremberg, Ten Principles
The Nuremberg Code (1947) is the first international ethical code governing human experimentation, established by the International Military Tribunal at Nuremberg following trials of Nazi physicians for conducting torture and unethical experiments on concentration camp prisoners. Its ten principles, led by absolute requirement for voluntary informed consent, became the foundation for all modern research ethics governance and remain the gold standard for protecting research subjects from exploitation and abuse.
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When to use it
The Nuremberg Code should be applied to all human experimentation, especially: (1) any research involving experimental procedures not yet standard care (novel drugs, devices, surgical techniques, behavioral interventions); (2) research involving risk or discomfort to subjects; (3) research involving vulnerable populations (children, prisoners, cognitively impaired) where protection is most critical; (4) research conducted internationally or in contexts where local ethics oversight is weak—Nuremberg Code provides universal standard; (5) research where informed consent might be challenged (e.g., by subjects afterward, or by oversight bodies). The Code's emphasis on absolute informed consent makes it particularly important for research that cannot be easily undone or that carries significant risk.
Strengths & limitations
- Establishes informed consent as absolute, non-negotiable principle—no exceptions, no waivers permitted. This absolutism protects against abuse and exploitation.
- Reflects hard-won historical lessons: Nazi medical atrocities directly shaped these principles, making the Code's authority unquestionable in modern ethics.
- Simple, clear language in ten principles; easy to understand and apply compared to later, more complex frameworks.
- Comprehensive: addresses both ethical principles (consent, qualifications) and operational requirements (preliminary work, stopping rules, risk minimization).
- Universal applicability: no exceptions based on research type, population, or context. Single standard prevents inconsistency.
- Emphasis on qualified staff ensures competence; requirement for preliminary work ensures human research is only done when necessary.
- Reflects profound respect for human autonomy and dignity—treating subjects as ends in themselves, not merely means to research ends.
- Absolutist stance on consent does not accommodate modern research challenges: large-scale genetic databases where individual consent for all future uses is impractical; COVID-19 vaccine trials where deception about placebo might improve social acceptability; public health research where unblinded subjects might contaminate results.
- Developed in post-WWII context before modern biomedical complexity: does not directly address issues like genomic privacy, dual-use research (research with both beneficial and harmful applications), or AI-driven clinical prediction.
- Does not clearly define 'voluntary'—what constitutes undue inducement? Payment to subjects? In what circumstances? Later frameworks (Belmont) address this more explicitly.
- Limited guidance on vulnerable populations: later frameworks (Helsinki, Belmont, and modern regulations) provide more detailed special protections.
- Preliminary work requirement (animal testing) conflicts with modern shift toward alternatives (in vitro, computational models, human-on-a-chip); Code could be seen as requiring unnecessary animal experimentation.
- Does not address post-trial obligations or benefit-sharing, limiting applicability to research in low-resource settings where exploitation risks are highest.
- Stopping rule requirement assumes harm is foreseeable; does not address research with unpredictable or delayed harms (e.g., long-term side effects).
Frequently asked
Does the Nuremberg Code require that only informed subjects can participate in research, or does it permit some level of deception or incomplete disclosure?
Nuremberg Code Principle 1 is absolute: 'voluntary consent of the human subject is absolutely essential.' The word 'voluntary' implies freedom from coercion; 'consent' implies informed agreement to known terms. The Code does not permit deception or incomplete disclosure. This is more absolutist than later frameworks: the Declaration of Helsinki and Belmont Report permit limited exceptions (e.g., minimal risk observational research without consent, or placebo-controlled trials in contexts of clinical equipoise). Nuremberg permits no such exceptions. If research requires deception (e.g., behavioral studies where subjects don't know true hypothesis), Nuremberg Code would not support it. Modern research ethics committees often use Belmont or Helsinki standards instead, permitting deception in minimal-risk contexts. However, Nuremberg Code remains the ethical gold standard and moral foundation—if your research can be conducted with informed consent, it should be.
Can I use the Nuremberg Code standard for research that is not explicitly about medical experimentation (e.g., educational psychology, sociology)?
The Nuremberg Code specifically addresses 'human experimentation,' implying intervention research involving risk or discomfort. It was developed in medical/Nazi context, so its language is medical. However, its ethical principles apply universally: any research involving human subjects in experimentation should follow similar protections. Many modern research ethics frameworks extend Nuremberg principles to all human subjects research regardless of discipline. Most institutions now apply informed consent, risk minimization, and stopping rules to all research—not just medical research. Your institution's IRB or REC will advise whether Nuremberg Code applies to your specific research; if you involve human subjects in any intervention research, adopting Nuremberg principles is ethically sound practice.
If preliminary animal research shows no clear harm, can I proceed to human research?
Nuremberg Principle 2 requires 'proper [prior] investigation' including animal research. 'No clear harm' is not sufficient—you need affirmative evidence that human research is justified. Animal models should show: (1) biological plausibility that intervention will work in humans, (2) tolerable safety profile in animals (not just 'no harm,' but understanding of how organism responds), (3) dose or exposure levels safe for human testing. You must document rationale: why animal data support human application? What is the translational pathway? If animal research is impossible (e.g., disease unique to humans) or would be unethical (unnecessary animal use), justify why human research is necessary without prior animal data and explain what other evidence (literature, computational models, preliminary observations) justifies proceeding. Submit this justification to ethics committee for review; do not assume animal absence permits direct human testing.
What does 'absolutely essential' mean for voluntary consent in Nuremberg Code? Can consent ever be waived?
Nuremberg Code uses the phrase 'absolutely essential'—not 'generally required' or 'required unless exception applies.' This language is intentional, reflecting the Code's origin in absolute prohibition of medical atrocity. The Code does not permit waiver of informed consent. Later frameworks (Belmont, Declaration of Helsinki, US Common Rule) do permit limited exceptions: for example, consent can be waived for minimal-risk secondary data analysis in some contexts, or consent modification permitted for research on communicable disease outbreak. Nuremberg permits none of these. However, Nuremberg Code is ethical ideal/gold standard—not uniformly enforced through modern regulations, many of which reference Belmont or Helsinki instead. Your ethics committee may permit consent modifications under other standards. If your research must proceed without full informed consent, you are departing from Nuremberg's absolute principle—this is permitted under some modern frameworks but not ideal. Whenever possible, obtain informed consent.
I am conducting research internationally. Should I use Nuremberg Code or local ethical standards?
Use the more protective standard: whichever is stricter between Nuremberg Code and local regulations. If Nuremberg Code requires something local law does not (e.g., written consent when local practice is verbal), follow Nuremberg. If local law requires something Nuremberg does not specify (e.g., community consent for research affecting entire populations), follow local law. This 'highest protective standard' approach ensures research meets or exceeds global ethics norms while respecting local context. Additionally, if you plan to publish in major international journals or present at international conferences, expect Nuremberg Code standards (or equivalent Declaration of Helsinki/Belmont) to be applied to your work—local regulatory laxity will not be accepted as excuse for ethical compromise.
Sources
How to cite this page
ScholarGate. (2026, June 3). Nuremberg Code of Ethics for Human Experimentation. ScholarGate. https://scholargate.app/en/research-ethics/nuremberg-code
Which method?
Set this method beside its closest kin and read them side by side — the library lays the books on the table; the choice is yours.
- Belmont ReportResearch Ethics↔ compare
- Declaration of HelsinkiResearch Ethics↔ compare
- Informed Consent in ResearchResearch Ethics↔ compare
- Research MisconductResearch Ethics↔ compare