Super-Efficiency Data Envelopment Analysis
Also known as: Andersen-Petersen Model, Super-Radial DEA, Ranking DEA, Süper Etkinlik VZA
Super-Efficiency DEA is a nonparametric linear programming extension of classical Data Envelopment Analysis (DEA) introduced by Andersen and Petersen (1993). While standard DEA assigns a maximum efficiency score of 1.0 to all units on the efficient frontier, Super-Efficiency DEA allows efficient units to receive scores greater than 1.0 by temporarily removing the evaluated unit from the reference set. This modification enables full ranking of all decision-making units (DMUs), including those previously indistinguishable at the frontier.
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When to use it
Use Super-Efficiency DEA when you need to fully rank all DMUs, especially those on the efficient frontier that standard DEA cannot differentiate. It is appropriate when the number of DMUs is sufficiently large relative to inputs and outputs to avoid degeneracy. Assumes convexity of the production possibility set and the same input-output structure as standard DEA. Under variable returns to scale, check for LP infeasibility before interpreting scores. An alternative is cross-efficiency DEA, which provides peer-evaluated scores without the infeasibility risk.
Strengths & limitations
- Enables complete ranking of all DMUs, including those on the efficient frontier.
- Directly compatible with standard DEA frameworks; requires only a minor LP modification.
- Super-efficiency scores provide a continuous measure of how far an efficient unit exceeds the frontier defined by its peers.
- Applicable in both input-oriented and output-oriented formulations under CRS and VRS.
- Under variable returns to scale (VRS), the LP may become infeasible for extreme efficient units with no peer combination capable of replicating their output levels.
- Results are sensitive to outliers; a single atypical DMU can receive an artificially high super-efficiency score.
- Does not provide diagnostic information on which specific inputs or outputs drive inefficiency.
- Ranking stability is not guaranteed when the number of DMUs is small relative to the number of inputs and outputs.
Frequently asked
What happens to inefficient DMUs in super-efficiency DEA?
Inefficient DMUs receive scores identical to their standard DEA scores, which are below 1.0. The procedure only changes outcomes for units that were on the efficient frontier. Removing an inefficient unit from the reference set does not alter the feasible region in a way that changes its score, so standard and super-efficiency results coincide for inefficient observations.
Why can the VRS super-efficiency LP become infeasible?
Under variable returns to scale, the convexity constraint requires that intensity weights sum to one. When the evaluated unit is removed and its output levels lie beyond what any convex combination of remaining DMUs can produce, the output constraint becomes infeasible. This is most common for units with extreme scale characteristics, such as the very smallest or very largest DMU in the sample.
How does super-efficiency DEA differ from cross-efficiency DEA?
Cross-efficiency DEA evaluates each DMU using the optimal weights derived from every other DMU's LP, then averages those peer-evaluated scores. Super-efficiency DEA uses each DMU's own LP but excludes the unit from its reference set. Cross-efficiency avoids infeasibility and often yields more stable rankings, while super-efficiency preserves the original LP structure and is more directly interpretable as a frontier distance measure.
Sources
- Andersen, P., & Petersen, N. C. (1993). A procedure for ranking efficient units in data envelopment analysis. Management Science, 39(10), 1261–1264. DOI: 10.1287/mnsc.39.10.1261 ↗
How to cite this page
ScholarGate. (2026, June 2). Super-Efficiency Data Envelopment Analysis. ScholarGate. https://scholargate.app/en/efficiency-analysis/super-efficiency-dea
Which method?
Set this method beside its closest kin and read them side by side — the library lays the books on the table; the choice is yours.
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