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Patent Citation Analysis×Dynamic Capabilities Measurement×
FieldStrategic ManagementStrategic Management
FamilyProcess / pipelineLatent structure
Year of origin19931997
OriginatorAdam Jaffe, Manuel Trajtenberg & Rebecca Henderson; Bronwyn Hall, Adam Jaffe & Manuel TrajtenbergDavid J. Teece, Gary Pisano & Amy Shuen; David J. Teece
TypeBibliometric and network analysis of patent citation dataConstruct-measurement approach for firm-level adaptive capabilities
Seminal sourceJaffe, A. B., Trajtenberg, M., & Henderson, R. (1993). Geographic Localization of Knowledge Spillovers as Evidenced by Patent Citations. The Quarterly Journal of Economics, 108(3), 577-598. DOI ↗Teece, D. J., Pisano, G., & Shuen, A. (1997). Dynamic Capabilities and Strategic Management. Strategic Management Journal, 18(7), 509-533. DOI ↗
AliasesPatent Citation Networks, Forward Citation Analysis, Knowledge-Flow Patent Analysis, Patent BibliometricsDynamic Capabilities Assessment, Sensing-Seizing-Reconfiguring Measurement, DC Microfoundations Scale, Dynamic Capability Operationalization
Related43
SummaryPatent citation analysis uses the references that patents make to earlier patents as quantitative traces of innovation value and the flow of technological knowledge. The approach was given its empirical foundation by Adam Jaffe, Manuel Trajtenberg, and Rebecca Henderson, whose 1993 Quarterly Journal of Economics study used patent citations to show that knowledge spillovers are geographically localized - inventors disproportionately build on nearby prior art. Bronwyn Hall, Adam Jaffe, and Manuel Trajtenberg's 2001 NBER work then assembled the large-scale patent-citations data file and the methodological toolkit - forward-citation counts, generality and originality indices, citation lags, and self-citation measures - that made citation analysis a standard instrument in the economics and strategy of innovation. By treating the citation network as data, researchers can measure how important an invention is, where its knowledge came from, and where it flowed.Dynamic capabilities are a firm's higher-order abilities to integrate, build, and reconfigure internal and external competences to address rapidly changing environments. Teece, Pisano, and Shuen's 1997 article introduced the construct to explain why some firms renew their advantage under technological change while others, with strong but static resources, fall behind. Teece's 2007 article disaggregated the construct into three measurable clusters of activity -- sensing opportunities and threats, seizing them through investment and business-model choices, and reconfiguring the asset base to maintain fit -- and located their microfoundations in identifiable routines and processes. Measuring dynamic capabilities means turning these abstract, higher-order constructs into observable indicators: defining the sensing, seizing, and reconfiguring dimensions, writing reflective items or archival proxies for each, validating a multidimensional measurement model, and relating the construct to performance, typically conditional on environmental dynamism.
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ScholarGateCompare methods: Patent Citation Analysis · Dynamic Capabilities Measurement. Retrieved 2026-06-24 from https://scholargate.app/en/compare